SERVICES PROVIDED

 

 

 

SOX COMPLIANCE TESTING:

• Complete the entire SOX compliance testing process, including hard & soft copy tests, applicable support documentation, and any administration responsibilities

• Available for both interim and year-end SOX compliance testing engagements

• Experienced in all facets of designing, administering, reviewing, and testing Entity Level controls, Process controls, and IT General controls

   

 

SOX ANALYSIS:

• SOX regulations were established to ensure adequate and effective Internal Controls are in place over a company’s Financial Reporting process (ICFR)

• Analyze and compare a company’s overall system of internal controls to their ICFR, and the associated SOX Key Controls that have been identified and established

• Provide management with assurances regarding proper and effective SOX control coverage; and with any suggestions on reducing time, expenses, and employee resources regarding annual SOX compliance testing and reporting requirements

 

 

INTERNAL CONTROL SYSTEM ANALYSIS:

• Complete internal audit analysis and testing for smaller public companies without an in-house Internal Audit (IA) staff

• Complete an Internal Control System analysis for private and non-profit companies without an IA function; providing common sense auditing, analysis, and feedback

• Provide feedback to management regarding cost saving ideas, noted operational efficiencies, and any potential risks identified with associated control considerations and risk mitigations

 

 

LEGAL ASSISTANCE WORK:

• Review reported financials by both parties for propriety, accuracy, and reasonableness

• Complete forensic accounting analysis

• Gather and assemble support documentation for court matters